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How to apply:
If you're interested please apply via this ad or send your CV to Ben Sultmann at ben@bentleyrecruitment.com.au
If you would like to discuss this or other opportunities, please call Ben on 07 3229 8020.
For a full list of similar vacancies, please head to our website: https://www.bentleyrecruitment.com.au/jobs
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Location
Brisbane
- Job type Temporary
- Discipline
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Reference
1515197
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Salary
Flexible salary depending on skills and experience
Our client is situated in Brisbane CBD and has been in operation for over 20 years. They are a full service financial advice business that offers holistic solutions to a client base of affluent individuals and families.
There is a rare opportunity to join the team on a 12-18 month contract as their Head of Operations.
Benefits:
- Successful, well established business with strong compliance and processes in place
- Work closely with highly experienced financial advisers
- Excellent team culture
- Work with HNW and UHNW clients
- High level role with a focus on business operations and compliance
- Manage licensee business operations including strategic goals and objectives (self-licensed firm)
- Monitoring of financial services legislation and impacts to licensee
- Management of licensee’s ASIC reporting requirements
- Management and oversight of annual financial adviser file reviews and AFSL audits
- IT cybersecurity and management of relationships with Xplan and other software providers/platforms
- Development and management of licensee internal training program and assist with licensee/compliance training
- Provide support to Directors
- Assist with onboarding of new employees
- Investigation of opportunities to improve the licensee’s operational efficiency
- Extensive experience in the financial planning industry with 2+ years in an operations, compliance and/or practice manager role
- Strong understanding of financial services legislation and licensee requirements/compliance - experience managing an AFSL will be highly regarded
- Understanding of financial adviser annual audit process
- Xplan experience and strong IT skills
- Experience developing and implementing business processes
How to apply:
If you're interested please apply via this ad or send your CV to Ben Sultmann at ben@bentleyrecruitment.com.au
If you would like to discuss this or other opportunities, please call Ben on 07 3229 8020.
For a full list of similar vacancies, please head to our website: https://www.bentleyrecruitment.com.au/jobs