About the role
Lead and enhance compliance strategies for a dynamic financial services firm. Report to the executive leadership team and work closely with advisers, paraplanners, and CSOs to ensure adherence to licensee standards.

Monitor compliance with AFSL regulations
Update and implement compliance procedures
Oversee audits and review adviser advice files
Deliver compliance training and coaching
Ensure adviser CPD and documentation standards

Skills & Experience

Proven compliance background in financial services
Experience in coaching and training financial advisers
Strong knowledge of AFSL and advice regulations
Skilled in Xplan and financial planning platforms
Effective communicator with leadership skills

Benefits

Competitive salary with annual bonuses
Ongoing training and professional development
Clear career progression pathways
Wellness programs and work-life balance
Stable team with low staff turnover

About the company/ Culture
Our client is a national financial services business with an office located in Central Adelaide. They're known for their quality of advice and are deeply committed to excellence and ethics.

Their staff enjoy working here because of the supportive, collaborative team culture, commitment to development, and a genuine focus on employee wellbeing.

How to apply
Click APPLY or contact Scott Munro on 0468 496 046 for a confidential discussion. You can also send your resume to scott@bentleyrecruitment.com.au.

Compliance Manager